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Senior Audit Manager, Compliance and assurance

Only candidates with banking experience need apply


Job Title : Senior Audit Manager, Compliance & Assurance for a global bank (wholesale)

Location : London/Hong Kong/Singapore

Salary £60k to £70k plus 40% bonus



Job Purpose
To develop and maintain the strategic audit plan for Compliance & Assurance across the Group.
To oversee the execution of the audit plan.
To provide assurance as needed to senior managers of the Group that the processes and controls by means of which the business is managed are appropriate to the task and functioning effectively.
To monitor all regulatory requirements for audits to ensure there is appropriate coverage.


Key Accountabilities
  To develop a robust risk assessment process and oversee its implementation.
 To work with Risk, Compliance and Support team to formulate a robust and flexible Risk, Compliance and Support Audit Strategic Plan.
 To be responsible for the rigour of the audit plan, in terms of the balance of business and professional input, and its flexibility to cope with changing risk profiles. To ensure that audit delivery and rating comply with Group standards across the area of responsibility.
 To review all terms of reference and audit reports for the area of responsibility to ensure consistent quality and timeliness.
 To ensure High and Medium audit issues are appropriately tracked and followed up.
 To identify and escalate significant issues.
 To facilitate best practice transfer both within the business line and within the audit teams.
 To provide strategic guidance and technical expertise to the team leaders and the audit teams undertaking Operations audits in the assigned regions.
 To provide technical coaching to auditors and guests.
 To manage small, professional audit teams in the field if and when undertaking role of Team Manager / Leader.
 To manage staff in the Risk, Compliance and Support team.

Key Attributes
 Extremely experienced career internal auditor or business person who is a deep subject matter expert in Compliance & Assurance.
  Accounting / Audit qualification preferred e.g. ACA, ACCA, IIA.
 Demonstrates understanding of and commitment to the Group’s core values.
 Engagement in professional certification activities, including completion of mandatory Bank-sponsored industry certification (e.g. credit, trade finance etc.) where appropriate.
 Professional audit certification encouraged.
 Ability to commit to up to 40% business travel.
 Ability to perform role of “Change Leader”.

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