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Manager/Senior Auditor-Insurance Conduct Risk

Ref: : SB/AL/8882 (Morgan West)
Location: :

South East or Scotland - London, South East, Scotland

Rate: £75K (Permanent) + Circa £75000 + full FS benefits + bonus
Industries: Financial Services, Insurance
Functional Areas: Finance

My client is a major FSb usiness with a presence across the UK. As a leader in their field they are keen to retain their market recognition as a business keen to be at the forefront of Risk and Controls. As such, they are now seeking to appoint a suitably qualified Internal Audit Manager or Senior Auditor to focus on Conduct Risk Audits.

Working as part of a wider UK based audit team, you will be responsible for working on, or leading, audits across the business with a focus on Conduct Risk. Although Conduct Risk audits will be the main thrust of the role, you will also assist in the delivery of audits across all business areas. You will be responsible for the delivery of all aspects of the individual audit assignment including planning, fieldwork and reporting to senior management. You will be responsible for ensuring all audits are delivered within budget and set timeframes and there will be some UK based travel involved for this role.

Your main responsibilities will be:
• Managing, developing, coaching and motivating colleagues to perform according to the business objectives specifically in regards to Compliance and Conduct Risk
• Managing a complex portfolio of audits to provide reliable, independent assurance to enhance the control framework
• Building up and maintaining stakeholder relationships with business/specialist areas
• Contributing to the evaluation and testing of business controls across business processes or products within a division or across a technical specialism
• Understanding the products and services available through other specialist providers in the Audit function

The candidate:
Ideally you will have:
• Deep understanding of area of risk/regulatory context
• Strong knowledge of Financial Services
• Experience in performing Compliance or Conduct risk Audits is a plus
• Excellent analytical skills and attention to detail .Ability to liaise with senior stakeholders
• Capability to work in a big team and influence the team members as well as senior management Team leadership
• Strong communication skills (oral and written)
• A very good knowledge of the relevant procedures, products and services in own areas of responsibility, including interpretation of and application of best practices, and able to immediately recognise a range of options when matching these to business/customer needs

What we are looking for
A strong communicator with the ability to effectively influence all levels within the business. An experienced auditor with exposure to the financial services and in particular have prior experience in delivering Conduct Risk audits. You will be looking to work for a market leader and will have the ability to understand the “bigger picture” and the impact your recommendations will have on the wider business. You will have a good understanding of the regulatory framework within the UK for financial services firms and an in-depth understanding of Conduct Risk issues within the sector.



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