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CASS Manager
City of London - London
You will hold the FCA title of CF10a and be responsible for the CASS, ICAAP and other financial and operational matters related to the business day to day activities. You will ensure that the firm is meeting all relevant CASS responsibilities and to maintain and strengthen the process and controls in keeping with a continual improvement' philosophy.
Responsibilities:
Monthly CMAR production
Ensure the monthly CMAR process is robust and fit for purpose -
Manage the CASS training programme
Collate monthly Management Information for the Operating Committee
Manage the CASS breaches register
Provide oversight of client asset reconciliations, review asset shortfalls and ensure reconciliation breaks are resolved as quickly as possible.
Provide oversight of client money reconciliations, review asset shortfalls and ensure reconciliation breaks are resolved as quickly as possible.
Implementation and management of a review programme
Maintain current knowledge of the relevant Client Asset regulations and their impact on the Firm.
To maintain the company accounts
Person specification
Ideally you would have held the CF10a title previously with the FCA, and had direct involvement with the preparation of CASS resolution pack, ICAAP and dealing with stress testing.
Good knowledge of CASS rules
Minimum 2 years CASS experience
Strong MS Excel skills.
Strong data management skills
highly beneficial to have experience carrying out CASS audits
Ideally qualified in either ACA/ACCA/CIMA or had experience in a finance manager role.
If you are intrigued and would like more information then please do not hesitate to contact me. Alternatively if you feel you have all of the skills required please get in contact also.
Reed Specialist Recruitment Limited is an employment agency and employment business
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