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HEAD OF COMPLIANCE
London - Home Based
This is an excellent opportunity to join a well established investment firm as their Head of Compliance. Based in the City, my client is looking for a candidate with IFPRU firm experience.
- Manage compliance monitoring plan
- Implementation and maintenance of policies & procedures
- Sign off Financial Promotions (predominantly digital)
- Oversee & manage CDD/KYC/AML/CTF/ABC
- Manage regulatory reporting
- Management Reporting including Compliance Oversight and MLRO Reports
- Identification of risks and vulnerabilities and corrective action plans
- Ensure appropriate training and competence is maintained
- Primary contact on any matters concerning FCA, NCA, HMRC, SFO etc.
Reed Specialist Recruitment is an Employment Agency and an Employment Business for permanent and temporary recruitment. In response to your application Reed will contact you by phone, email or SMS to discuss it and related opportunities. You can opt out at any time using the links provided.
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